Regulatory Reporting Fundamentals

A professional training programme that gives graduates, career switchers and finance professionals the practical skills to understand, discuss and work with UK regulatory returns inside real banks. Build a clear understanding of COREP, FINREP and BoE returns – without needing prior banking experience.

What's covered

  1. Introduction to the Course
    1. Introducing Your Instructor
    2. Learning Outcomes
    3. Course Structure
  2. Introduction to Banking
    1. Banks, Building Societies & Credit Unions
    2. Benefits
    3. Risks
    4. Mergers & Acquisitions
    5. New Banks
    6. Banking Collapses
    7. Ring-Fenced Banks
  3. Regulators and Regulation
    1. Why Regulate Banks?
    2. Legislative History of Regulators
    3. Roles of the Regulators
    4. Cooperation
    5. PRA Regulations & Policies
    6. International Policy Cooperation
    7. Brexit
  4. Banking Products
    1. Types of Institutions
    2. Segmenting Banks
    3. Balance Sheet Basics
    4. Bank Balance Sheet - Assets
    5. Bank Balance Sheet - Assets
    6. Bank Balance Sheet - Liabilities
    7. Bank Balance Sheet - Liabilities
    8. Bank Balance Sheet - Equity
    9. Bank Balance Sheet - Equity
    10. Cash and Cash Equivalents
    11. Cash and Cash Equivalents
    12. Loans and Advances to Customers
    13. Loans and Advances to Customers
    14. Investment Securities
    15. Investment Securities
    16. Derivative Financial Instruments (Assets)
    17. Derivative Financial Instruments (Assets)
    18. Property, Plant, and Equipment (PPE)
    19. Property, Plant, and Equipment (PPE)
    20. Goodwill and Intangible Assets
    21. Goodwill and Intangible Assets
    22. Deferred Tax Assets
    23. Deferred Tax Assets
    24. Other Assets
    25. Other Assets
    26. Deposits from Banks
    27. Deposits from Banks
    28. Customer Deposits
    29. Customer Deposits
    30. Debt Securities Issued
    31. Debt Securities Issued
    32. Derivative Financial Instruments (Liabilities)
    33. Provisions
    34. Provisions
    35. Deferred Tax Liabilities
    36. Deferred Tax Liabilities
    37. Other Liabilities
    38. Other Liabilities
    39. Share Capital
    40. Share Capital
    41. Share Premium
    42. Share Premium
    43. Retained Earnings
    44. Retained Earnings
    45. Other Reserves
    46. Other Reserves
    47. Off-Balance Sheet
    48. Off-Balance Sheet
  5. Regulatory Reporting Overview
    1. Basel and the 3 Pillars
    2. Basel and the 3 Pillars
    3. Common Reporting (COREP)
    4. COREP
    5. Financial Reporting (FINREP)
    6. FINREP
    7. BOE Statistical Reporting
    8. BOE Statistical Reporting
    9. Data Point Model
    10. Data Point Model
    11. BOE Transforming Data Collection
    12. Submission Dates
    13. Submission File Formats
    14. Report Submissions
  6. CRR Reporting Modules
    1. Introduction
    2. FINREP [FRP001]
    3. COREP Own Funds [COR001]
    4. COREP Credit Risk Part 1 [COR001]
    5. COREP Credit Risk Part 2 [COR001]
    6. COREP Counterparty Credit Risk [COR001]
    7. COREP Operational Risk [COR001]
    8. COREP Market Risk [COR001]
    9. COREP Credit Valuation Adjustment Risk [COR001]
    10. COREP Prudent Valuation [COR001]
    11. COREP Exposures to General Governments [COR001]
    12. Additional Liquidity Monitoring Metrics (ALMM) [COR008 & COR012]
    13. Liquidity Coverage Ratio (LCR) [COR011]
    14. Net Stable Funding Ratio (NSFR) [COR017]
    15. Large Exposure (LE) Limits [COR002]
    16. Asset Encumbrance (AE) [COR005]
    17. Immovable Property (IP) Losses
    18. Global Systemically Important Institutions (G-SII) [COR016]
    19. Resolution [COR013]
    20. Remuneration [COR014]
    21. High Earners [COR015]
    22. Funding Plans [LIQ001]
  7. UK Reporting Data Items
    1. Leverage Ratio (LR) [LRV001 & LRV002]
    2. Capital+ (PRA101-103)
    3. Financial Statements (PRA104-108)
    4. Operational Continuity (PRA109)
    5. Cashflow Mismatch (PRA110)
    6. Market Risk (FSA005)
    7. Building Society Liquidity (FSA011)
    8. Sectoral Information (FSA015)
    9. Solo Consolidated Data (FSA016)
    10. Interest Rate Gap Report (FSA017)
    11. Close Links Report - Annual (REP001) & Monthly (REP001a)
    12. Controllers Report (REP002)
  8. Pillar 2
    1. Firm Information and Pillar 2A Summary (FSA071)
    2. Pillar 2 Operational Risk Historical Losses (FSA072)
    3. Pillar 2 Operational Risk Historical Loss Details (FSA073)
    4. Pillar 2 Operational Risk Forecast Losses (FSA074)
    5. Pillar 2 Operational Risk Scenario Data (FSA075)
    6. Pillar 2 Credit Risk Standardised Approach Wholesale (FSA076)
    7. Pillar 2 Credit Risk Standardised Approach Retail (FSA077)
    8. Pillar 2 Concentration Risk Minimum Data Requirements (FSA078)
    9. Pillar 2 Concentration Risk Additional Data Requirements (FSA079)
    10. Pillar 2 Market Risk (FSA080)
    11. Pillar 2 Pension Risk (FSA081)
    12. Pillar 2 Credit Risk IRB Retail (FSA082)
    13. Stress Testing Templates (PRA111)
  9. Ring Fenced Bank Data Items
    1. RFB
  10. Branch Reporting
    1. Branch Reporting
  11. Mortgage Lenders and Administrators Return
    1. MLAR
  12. MREL
    1. MREL
  13. Pillar 3
    1. Key Metric and Overview of Risk Weighted Exposure Amounts
    2. Risk Management Objectives and Policies
    3. The Scope of Application
    4. Own Funds
    5. Countercyclical Capital Buffers
    6. The Leverage Ratio
    7. Liquidity Requirements
    8. Credit Risk Quality
    9. The Use of Credit Risk Mitigation Techniques
    10. The Use of the Standardised Approach
    11. The Use of the IRB Approach to Credit Risk
    12. Specialised Lending
    13. Exposures to Counterparty Credit Risk
    14. Exposures to Securitisation Positions
    15. Use of Standardised Approach and Internal Model For Market Risk
    16. Operational Risk
    17. Remuneration Policy
    18. Encumbered and Unencumbered Assets
    19. Interest Rate Risk in the Banking Book (IRRBB)
  14. BOE Statistical Reporting
    1. Introduction
    2. Analysis of Deposits From UK Residents (AD)
    3. Analysis of Lending to UK Residents (AL)
    4. MFI Holdings of Securities (AS)
    5. Additional Sectoral Detail (BE)
    6. Transactions With Non-Residents by Geographical Location (BG)
    7. Quarterly Bank Holding Companies (BH)
    8. Additional Detail of Non-Resident Business (BN)
    9. Balance Sheet (BT)
    10. UK-Registered Banking Subsidiaries Country Exposure (C1)
    11. Currency Analysis of Currencies Other Than Sterling and Euros (CA)
    12. Country Analysis of UK External Claims (CC)
    13. UK-Owned Banking Groups Country Exposure (CE)
    14. Country Analysis of UK External Liabilities (CL)
    15. Quarterly Derivatives (DQ)
    16. Eligible Liabilities (EL)
    17. Effective Rates (ER)
    18. Country Analysis of Inward Direct Investment (FI)
    19. Country Analysis of Outward Direct Investment (FO)
    20. Statistical Collection From Financial Vehicle Corporations (FV)
    21. Gilts and Treasury Bills (GT)
    22. Further Analysis of Credit Card Lending to UK Individuals (IC)
    23. Further Analysis of Loans and Advances to UK Individuals (IO)
    24. Issuing and Paying Agents (IPA)
    25. Further Analysis of Secured Lending to UK Individuals (IS)
    26. Lending to UK Businesses (LN)
    27. Specialist Mortgage Institutions: Monthly Analysis of Lending to Individuals, Individual Trusts and Housing Associations (MM)
    28. Specialist Mortgage Institutions Balance Sheet (MQ)
    29. Lending To and Deposits from the UK Public Sector (PB)
    30. Profit and Loss (PL)
    31. Precious Metals (PM)
    32. Analysis of Net Write Offs (WO)
  15. Software Vendors (RegTech)
    1. Suade Labs
    2. Nazdaq-Axiom
    3. Regnology
    4. Wolters Kluwer
    5. Vermeg
    6. Moodys
    7. Whistlebrook
    8. Focusync

This course is part of the RegReporting Academy course catalogue and is designed and delivered by James Bowpitt, an active practitioner in UK and European bank regulatory reporting. Topics covered include Regulatory Reporting, suitable for Intermediate learners, with an estimated workload of 8 weeks.

Material draws on primary source documents from the Bank of England PRA, the European Banking Authority and the Basel Committee on Banking Supervision.

Read related regulatory commentary on the blog, view all RegReporting Academy courses, or contact the team for corporate training enquiries.

⚠️ Having trouble loading?

This is usually caused by a stale cache.